AML programs built to withstand scrutiny
Anti-money-laundering programs for broker-dealers and fintechs, from customer onboarding through sanctions screening, monitoring, and the independent testing regulators expect.
Greenridge L&C Advisors develops anti-money-laundering programs that withstand regulatory scrutiny: KYC and customer identification, sanctions and OFAC screening, transaction monitoring, suspicious-activity escalation, and support for the independent testing that broker-dealers are required to obtain.
What an AML program includes
A program is judged on whether it actually runs, not on whether it exists on paper.
- AML program development and the required policies
- KYC / CIP customer onboarding
- Sanctions and OFAC screening
- Transaction-monitoring and suspicious-activity escalation
- Support for independent AML testing
Why it has to be real
Examiners test whether alerts are worked, filings are made, and the program is followed. We build programs designed to hold up when someone checks, not just when someone reads the manual.
Common questions
Do broker-dealers need independent AML testing?
Is AML relevant to fintechs?
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